Prism Wealth maintains its regulatory filings in accordance with applicable federal and state securities regulations. Current documents are available below for review.
A description of the firm's services, fees, conflicts of interest, disciplinary history, and the individual investment adviser representative providing advice. Provided as a single document as required by State of Wisconsin law.
How Prism Wealth collects, uses, and safeguards personal information.
Search the firm's registration record at the IAPD database, which covers both state- and SEC-registered advisers.
For paper copies or filings not listed above, please contact the firm directly.
608.841.1598 · cpeterman@prism-wealth.com