Prism Wealth maintains its regulatory filings in accordance with applicable federal and state securities regulations. Current documents are available below for review.
A description of the firm's services, fees, conflicts of interest, and disciplinary history.
Information about the individual investment advisor representative providing advice.
A plain-language summary of services, fees, conflicts of interest, and standards of conduct.
How Prism Wealth collects, uses, and safeguards personal information.
Search the firm's registration record at the SEC's IAPD database.
For paper copies or filings not listed above, please contact the firm directly.
608.841.1598 · cpeterman@prism-wealth.com